This specification of the XML Schema language is a Candidate
Recommendation of the World Wide Web Consortium. This means that the XML
Schema Working Groupconsiders the specification to
be stable and encourages implementation and comment on the
specification during this period. The Candidate Recommendation review
period ends on 15 December 2000. Please send review comments before
the review period ends to www-xml-schema-comments@w3.org (public mailing list archive). Readers may find Description of changes (non-normative) (§J) helpful in identifying the major changes since the Last Call Public Working Draft.
During the Candidate Recommendation phase, although feedback based on
any aspect of implementation experience is welcome, there are certain aspects of the
design presented herein for which the Working Group is particularly
interested in feedback. These are designated priority feedback aspects
of the design, and identified as such in editorial notes throughout
this draft.
Should this specification prove very difficult or impossible to
implement, the Working Group will return the document to Working Draft
status and make necessary changes. Otherwise, the Working Group
anticipates asking the W3C Director to advance this document to
Proposed Recommendation.
1 Introduction
This document sets out the structural part (XML Schema: Structures) of the XML Schema definition language.
Chapter 2 presents a Conceptual Framework (§2) for XML Schemas, including
an introduction to the nature of XML Schemas and an introduction
to the XML Schema abstract data model, along with
other terminology used throughout this document.
Chapter 3, Schema Component Details (§3), specifies the precise
semantics of each component of the abstract model.
Chapter 4, XML Representation of Schemas and Schema Components (§4), describes how to represent
schemas as one or more XML documents, with reference to a DTD and XML Schema
for an XML Schema document type, along with a detailed mapping between the elements and
attribute vocabulary of this representation and the components and properties
of the abstract model.
Chapter 5 presents Schema Component Validity Constraints (§5), which provide
detailed constraints on the internal structure of each component of the
abstract model.
Chapter 6 presents Schema Access and Composition (§6), including the
connection between documents and schemas, the import, inclusion and redefinition of declarations and definitions and
the foundations of schema-validity assessment.
Chapter 7 discusses Schemas and schema-validity assessment (§7), including the
overall approach to schema-validity assessment of documents, and responsibilities of schema-aware
processors.
The normative appendices include a Schema for Schemas (normative) (§A) for the XML representation of schemas and
References (normative) (§B).
The non-normative appendices include the DTD for Schemas (non-normative) (§F) and a Glossary (non-normative) (§E).
This document is primarily intended as a language definition reference.
As such, although it contains a few examples, it is not designed
primarily to serve as a motivating introduction to the design and its features,
but rather as a careful and fully explicit definition of that design, suitable
for guiding implementations. For those in search of a step-by-step
introduction to the design, the non-normative [XML Schema: Primer] is a much better
starting point than this document.
1.1 Purpose
The purpose of XML Schema: Structures is to define the nature of XML schemas
and their component parts,
provide an inventory of XML markup
constructs with which to represent schemas, and define the
application of schemas to XML documents.
The purpose of an XML Schema: Structures schema is to define and describe a class of
XML documents by using schema components to constrain and document the meaning,
usage and relationships of their constituent parts: datatypes, elements and
their content and attributes and their values. Schemas may also provide for the specification of additional
document information, such as normalization and defaulting of attribute
and element values. Schemas have
facilities for self-documentation. Thus, XML Schema: Structures can be used to define, describe and catalogue XML
vocabularies for classes of XML documents.
Any application that consumes well-formed XML can use the XML Schema: Structures
formalism to express syntactic, structural and value constraints applicable to
its document instances. The XML Schema: Structures formalism allows a useful level of
constraint checking to be described and implemented for a wide spectrum of XML
applications. However, the language defined by this specification does not attempt to provide
all the facilities that might be needed by any
application. Some applications may require constraint capabilities not
expressible in this language, and so may need to perform their own additional
validations.
1.2 Dependencies on Other Specifications
The definition of XML Schema: Structures depends on the following specifications:,
[XML-Infoset],
[XML-Namespaces],
[XPath], and
[XML Schemas: Datatypes]. Before this specification is finally completed, we will
need to account for any changes [XML Base] makes to the Infoset in the areas of
QName interpretation and value space and
the interpretation of all aspects of schemas involving values identified as
being of type uriReference, including in particular
xsi:schemaLocation, xsi:noNamespaceSchemaLocation and
targetNamespace. See [XML Schemas: Datatypes] for the details of
the uriReference type and all uses of URI references in this specification.
See Required Information Set Items and Properties (normative) (§D) for a tabulation of the information items
and properties specified in [XML-Infoset] which this
specification requires as a precondition to schema-aware processing.
1.3 Documentation Conventions and Terminology
The following highlighting and typography is used to present technical material in
this document:
Special terms are defined at their point of
introduction in the text; hyperlinks connect other uses of the
term to the definition. For example, a definition of
term might read: [Definition:] A term is
something we use a lot. The definition is labeled as such and the term is highlighted
typographically. The end of the definition is not specially marked
in the displayed or printed text.
Non-normative examples are set off
typographically and accompanied by a brief
explanation:
| Example |
<schema
targetNamespace="http://www.example.com/XMLSchema/1.0/mySchema">
|
|
| And an explanation of the example. |
|
References to properties of information items as defined in [XML-Infoset] are notated as links to the relevant section thereof, set off with square brackets, for example [children].
The definition of each kind of schema component consists of a list of
its properties and their contents, followed by descriptions of the
semantics of the properties:
References to properties of schema components are notated as links to
the relevant definition as exemplified above, set off with curly braces, for instance {example property}.
The correspondence between an element information item which is part
of the XML representation of a schema and one or more schema components is presented in a tableau
which illustrates the element information item(s) involved,
followed by a tabulation of the correspondence between properties of the component
and properties of the information item. Where context may determine which of
several different components may arise, several tabulations, one per context,
are given. In the XML representation, bold-face
attribute names (e.g. count below) indicate a required
attribute information item, and the rest are
optional. Where an attribute information item has an enumerated type
definition, the values are shown separated by vertical bars, as for
size below; if there is a default value, it is shown
following a colon. The allowed content of the information item is
shown as a grammar fragment, using the Kleene operators ?,
* and +. The property correspondences are normative,
as are the illustrations of the XML representation element information items.
NOTE:
The illustrations are derived automatically from the Schema for Schemas (normative) (§A). In the case of apparent conflict, the Schema for Schemas (normative) (§A) takes precedence, as it, together with the Schema Representation Constraints provide the normative statement of
the form of XML representations.
XML Representation Summary:
example Element Information Item |
|
<example
count = integer
size = (small | medium | large) : medium>
Content: (all | any*)
</example>
|
|
|
The following highlighting is used for non-normative commentary in
this document:
Ed. Note: Priority Feedback Request
Identification of priority feedback aspects of this draft.
NOTE:
General comments directed to all readers.
2 Conceptual Framework
This chapter gives an overview of XML Schema: Structures at the level of its abstract data model. (Schema Component Details (§3) provides details on this model, and subsequent
chapters define
a normative representation in XML for the components of the model.)
Readers interested primarily in learning to write schema documents may wish to first read [XML Schema: Primer] and then consult XML Representation of Schemas and Schema Components (§4), using the sections below as a guide to the underlying formal structure of the schema language.
2.1 Overview of XML Schema
An XML Schema
consists of components such as type definitions
and element declarations. These can be used to assess the validity of well-formed element information items (as defined
in [XML-Infoset]), and furthermore
may specify augmentations to those items and their descendants. This augmentation makes explicit information which may have
been implicit in the original document, such as normalized and/or default values for
attributes and elements and
the types of element and attribute information items.
Schema-validity assessment has two aspects:
- determining local schema-validity, that is
whether an element or attribute information item satisfies the
constraints embodied in the relevant
components of an XML Schema;
- Synthesising an overall validation outcome for the item,
combining local schema-validity with the results of schema-validity
assessments of its descendants, if any, and
adding appropriate augmentations to the infoset to record this outcome.
Throughout this specification, [Definition:] the
word valid and its derivatives are used to refer to
item 1 above, the determination of local
schema-validity.
Throughout this specification, [Definition:] the work assessment is used to refer
to the whole rich process of
local validation, schema-validity assessment and infoset augmentation.
2.2 XML Schema Abstract Data Model
This specification builds on [XML] and
[XML-Namespaces]. The concepts and definitions used
herein regarding XML are framed at the abstract level of information
items as defined in [XML-Infoset]. By
definition, this use of the infoset provides a priori guarantees of well-formedness
(as defined in [XML]) and namespace
conformance (as defined in [XML-Namespaces]) for
all candidates for assessment and for all schema documents.
Just as [XML] and
[XML-Namespaces] can be described in terms of
information items, XML Schemas can be described in terms of an
abstract data model. In defining XML Schemas in terms of an abstract
data model, this specification rigorously specifies the information which
must be available to a conforming XML Schema processor. The abstract
model for schemas is conceptual only, and does not mandate any
particular implementation or representation of this information. To
facilitate interoperation and sharing of schema information, a
normative interchange format for schemas is described in XML Representation of Schemas and Schema Components (§4)
NOTE:
We have not so far seen any need to reconstruct the XML 1.0 notion of
root. For the connection from document instances to schemas, see
Layer 3: Web-interoperability (§6.3) and Schemas and schema-validity assessment (§7).
[Definition:] Schema component is the generic term for the building blocks that comprise the abstract data model of the schema.
[Definition:]
An XML Schema is a
set of schema components. There are 12 kinds of
component in all, falling into three groups. The primary components
are as follows. They may have names, and (except for some element
declarations) may be independently accessed:
- Simple type definitions
- Complex type definitions
- Attribute declarations
- Element declarations
The secondary components are as follows. Like the primary
components, they may have names and be independently accessed:
- Attribute group definitions
- Identity-constraint definitions
- Model group definitions
- Notation declarations
Finally, the "helper" components provide small parts of
other components; they are not independent of their context and
cannot be independently accessed:
- Annotations
- Model groups
- Particles
- Wildcards
During validation, [Definition:] declaration components are associated by
(qualified) name to information items being validated.
On the other hand, [Definition:] definition components define
internal schema components that can be used in other schema components.
[Definition:] Declarations and
definitions may have and be identified by names, which are NCNames as defined by [XML-Namespaces].
[Definition:] Several kinds
of component have a target namespace, which is either
absent or a namespace URI, also as
defined by [XML-Namespaces]. The target
namespace serves to identify the namespace within which the
association between the component and its name exists. In the case of
declarations, this in turn determines the namespace URI of, for example, the element
information items it may validate.
NOTE:
At the abstract level, there is
no requirement that the components of a schema share a
target namespace. Any schema for use in
assessment of documents containing names from more than one namespace
will of necessity include components with different target namespaces. This contrasts with
the situation at the level of the XML Representation of Schemas and Schema Components (§4), in which each schema document contributes
definitions and declarations to a single target namespace.
Validation, defined in detail in Schema Component Details (§3), is a
relation between information items and schema components. For example, an
attribute information item may validate respect to an attribute
declaration, a list of element information items may validate with
respect to a content model, and so on. The following sections briefly
introduce the kinds of components in the
schema abstract data model, other major features of the abstract
model, and how they contribute to validation.
2.2.1 Type Definition Components
The abstract model provides two kinds of type definition component: simple
and complex.
[Definition:] This specification uses
the phrase type definition in cases where no distinction
need be made between simple and complex types.
Type definitions form a hierarchy with a single root. First we describe characteristics of that
hierarchy, then provide an introduction to simple and complex type definitions themselves.
2.2.1.1 Type Definition Hierarchy
[Definition:] Except for a distinguished ur-type definition, every type definition is, by construction, either a
restriction or an extension of some other type definition. The graph of these relationships forms a tree known as the Type Definition Hierarchy.
[Definition:] A type
definition whose
declarations or facets are in a one-to-one relation with those of another
specified type
definition, with each in turn restricting the possibilities of the one it
corresponds to, is said to be a restriction.
The specific restrictions might include narrowed ranges or reduced
alternatives.
Members of a type, A, whose definition is a restriction of the definition of another type, B, are always members of type B as well.
[Definition:] A complex type definition
which allows element or attribute content in addition to that allowed by
another specified type
definition is said to be an extension.
[Definition:] A distinguished ur-type
definition is present in each XML Schema, serving as the root of the type
definition hierarchy for that schema. The ur-type definition, whose
name is anyType, has
the unique characteristic that it can function as a complex or a
simple type definition, according to context.
Specifically, restrictions of the ur-type definition can
themselves be either simple or complex type definitions.
[Definition:] A type definition used as the
basis for an extension or
restriction is known as
the base type definition of that definition.
2.2.1.2 Simple Type Definition
A simple type definition is a set of constraints on strings and information about the values they encode, applicable to the normalized value of an attribute
information item or of an element information item with no element children.
Informally, it applies to attribute values and text-only content of elements.
Each simple type definition, whether built-in (that is, defined in [XML Schemas: Datatypes]) or
user-defined, is a restriction of some particular
simple base type
definition. For the built-in primitive types, this is the simple
version of the ur-type
definition, whose name is anySimpleType, which
is in turn understood to be a restriction of the ur-type definition. Simple types may
also be defined whose members are lists of items
themselves constrained by some other simple type definition, or whose
membership is the union of the memberships of some other simple type
definitions. List and union simple type definitions are also understood as
restrictions of the simple ur-type
definition.
For details on the composition of simple type definitions and the
validation semantics associated with them, see (non-normative) Simple Type Definition Details (§3.13) and [XML Schemas: Datatypes]. The latter also defines an extensive inventory of
pre-defined simple types. See (non-normative) XML Representation of Simple Type Definition Schema Components (§4.3.11) for the XML representation of
simple type definitions, and Simple Type Definition Constraints (§5.12) for constraints on simple
type definition components as such.
2.2.1.3 Complex Type Definition
A complex type definition is a set of attribute declarations and a content type, applicable to the [attributes] and
[children] of an element information item respectively. The content type may
require the [children] to contain neither element nor character information
items, to be a string which belongs to a particular simple
type or to contain a sequence of element information items which conforms to a particular model group, with or without character information items as well.
Each complex type definition is either
or
or
A
complex type which extends another does so by having additional content model
particles at the end of the other definition's content model,
or by having additional attribute declarations, or both.
NOTE:
This specification allows only appending, and not other kinds of
extensions. This decision
simplifies application processing required to cast instances from derived to
base type. Future versions may allow more kinds of extension, requiring more
complex transformations to effect casting.
See Complex Type Definition Details (§3.4) for the composition and
validation semantics of complex type definition schema components, XML Representation of Complex Type Definition Schema Components (§4.3.3) for the XML representation of
complex type definitions and Complex Type Definition Constraints (§5.11) for constraints on complex
type definition components as such.
2.2.2 Declaration Components
There are three kinds of declaration component: element, attribute, and
notation. Each is described in a section below. Also included is a discussion
of element substitution groups, which is a feature provided in conjunction with
element declarations.
2.2.2.1 Element Declaration
An element declaration is an association of a name with a type definition, either simple or
complex, an (optional) default value and a (possibly empty) set of identity-constraint
definitions. The association is either global or scoped to a containing complex type definition. A
global element declaration with name 'A' is broadly comparable to a pair of
DTD declarations as follows, where the associated type definition
fills in the ellipses:
<!ELEMENT A . . .>
<!ATTLIST A . . .>
Element declarations contribute to
validation as part of model group validation, when their defaults and type components are checked against an element
information item with a matching name and namespace, and by triggering
identity-constraint definition validation.
See Element Declaration Details (§3.3) for the composition and
validation semantics of element declaration schema components, XML Representation of Element Declaration Schema Components (§4.3.2) for the XML representation of
element declarations and Element Declaration Constraints (§5.2) for constraints on
element declaration components as such.
2.2.2.2 Element Substitution Group
In XML 1.0, the name and content of an element must correspond exactly to the element type referenced in the corresponding content model.
[Definition:] Through
the new mechanism of element substitution groups, XML Schemas provides a more powerful model supporting substitution of one named element for another.
Any global element declaration can serve as the defining element, or
head, for an element substitution group. Other global element declarations,
regardless of target namespace, can be designated as members of the
substitution group headed by this element. In a suitably enabled content
model, a reference to the head validates not just the head itself, but elements
corresponding to any member of the substitution group as well.
All such members must have type definitions which are either the same as the
head's type definition or
restrictions or extensions of it.
Therefore, although the names of elements can vary widely as new
namespaces and members of the substitution group are defined, the
content of member elements is strictly limited according to the type
definition of the substitution group head.
Note that element substitution groups are not represented as separate components. They are
specified in the property values for element declarations (see Element Declaration (§2.2.2.1)).
2.2.3 Model Group Components
The model group, particle, and wildcard components contribute to
the portion of a complex type definition that controls an element
information item's content type.
2.2.3.1 Model Group
A model group is a constraint in the form of a grammar fragment that applies to
lists of element information items. It consists of a list of particles, i.e.
element declarations, wildcards and model groups. There are three varieties of
model group:
- Sequence (the element information items
match the particles in sequential order)
- Conjunction (the element information items match the
particles, in any order)
- Disjunction (the element information items match
one of the particles)
See Model Group Details (§3.7) for the composition and
validation semantics of model group schema components, Complex Type Definition Details (§3.4) for the use of model groups as content models, XML Representation of Model Group Schema Components (§4.3.6) for the XML representation of
model groups and Model Group Constraints (§5.7) for constraints
on model group components as such.
2.2.3.2 Particle
A particle is a term in the grammar for element content, consisting of either an element
declaration, a wildcard or a model group, together with
occurrence constraints. Particles contribute to
validation as part of complex type definition validation, when they allow anywhere
from zero to many element information items or sequences thereof, depending on
their contents and occurrence
constraints.
[Definition:] A particle can
be used in a complex type definition to constrain the validation
of the [children] of an element information item; such a particle is called
a content model.
NOTE:
XML Schema: Structures content models are similar to but more expressive than
[XML] content models; unlike [XML], XML Schema: Structures applies content models to the validation of both mixed and element-only content.
See Particle Details (§3.8) for the composition and
validation semantics of particle schema components, XML Representation of Model Group Schema Components (§4.3.6) for the XML representation of
particles and Particle Constraints (§5.10) for constraints
on particle components as such.
2.2.4 Identity-constraint Definition Components
An identity-constraint definition is an association between a name and one of
several varieties of
identity-constraint related to uniqueness and reference. All the
varieties use [XPath] expressions to pick out sets of
information items relative to particular target element
information items which are unique, or a key, or a valid reference, within
a specified scope. An element information item is only valid with
respect to an element declaration
with identity-constraint definitions if those definitions are all satisfied for all the descendants
of that element information item which they pick out.
See Identity-constraint Definition Details (§3.10) for the composition and
validation semantics of identity-constraint definition schema components, XML Representation of Identity-constraint Definition Schema Components (§4.3.8) for the XML representation of
identity-constraint definitions and Identity-constraint Definition Constraints (§5.3) for constraints
on identity-constraint definition components as such.
2.2.5 Group Definition Components
There are two kinds of convenience definitions provided to enable
the re-use of pieces of complex type definitions: model group definitions
and attribute group definitions.
2.3 Constraints and Validation Rules
The [XML] specification describes two kinds of
constraints on XML documents: well-formedness and
validity constraints. Informally, the well-formedness constraints
are those imposed by the definition of XML itself (such as the rules for the
use of the < and > characters and the rules for proper nesting of
elements), while validity constraints are the further constraints on document
structure provided by a particular DTD.
The preceding section focussed on validation, that is
the constraints on information items which schema components supply. In fact
however this specification provides four different kinds of normative statements about schema
components, their representations in XML and their contribution to the
validation of information items:
-
Constraint on Schemas
-
[Definition:] Constraints on the schema components themselves, i.e.
conditions components must satisfy to be components at all. Largely to be
found in Schema Component Validity Constraints (§5).
-
Schema Representation Constraint
-
[Definition:] Constraints on the
representation of schema components in XML. Some but not all of these are expressed in DTD for Schemas (non-normative) (§F) and Schema for Schemas (normative) (§A). Largely to be
found in XML Representation of Schemas and Schema Components (§4).
-
Validation Rules
-
[Definition:] Contributions to validation associated with schema components. Largely to be
found in Schema Component Details (§3).
The definition of the above constraints sometimes involves many
clauses, some as alternatives, some as joint requirements. The presentations
below number all clauses: clauses at the same level are either clearly
identified as alternatives with words such as either and
or, or should be understood as joint.
-
Schema Information Set
Contribution
-
[Definition:] Augmentations to post-schema-validation infosets
expressed by schema components, which follow
as a consequence of validation and/or assessment.
Largely to be
found in Schema Component Details (§3).
Schema information set
contributions are not new. XML 1.0
validation augments the XML 1.0 information set in similar ways,
for example by
providing values for attributes not present in instances, and by implicitly
exploiting type information for normalization or access.
(As an example of the latter case, consider the
effect of NMTOKENS on attribute white space, and the semantics of
ID and IDREF.) By including schema
information set contributions, this specification makes explicit some features
that XML 1.0 left implicit.
2.4 Conformance
This specification describes three levels of conformance for schema aware processors. The first is
required of all processors. Support for the other two will depend on the application environments
for which the processor is intended.
[Definition:] Minimally conforming processors must completely and
correctly implement the Constraints on
Schemas, Validity Rules,
and Schema Information
Set Contributions contained in this specification.
[Definition:] Processors which accept
schemas in the form of XML documents as described in XML Representation of Schemas and Schema Components (§4) are
additionally said to provide conformance to the XML Representation of Schemas.
Such processors must, when processing schema documents, completely and
correctly implement all Schema Representation
Constraints in this specification, and must adhere exactly to the
specifications in XML Representation of Schemas and Schema Components (§4) for mapping the contents of
such documents to schema
components for use in validation and assessment.
NOTE:
By separating the conformance requirements relating to the concrete syntax of XML schema
documents, this specification admits processors
which use schemas stored in optimized binary
representations, dynamically created schemas represented as programming language data structures, or implementations in which particular schemas are compiled into executable code
such as C or Java. Such processors can be said to be minimally conforming but not necessarily in conformance to the XML Representation of Schemas.
[Definition:] Fully conforming
processors are network-enabled processors which support both levels of conformance described
above, and which must additionally be capable of accessing
schema documents from the World Wide Web according to Representation of Schemas on the World Wide Web (§2.7) and How schema definitions are located on the Web (§6.3.2).
.
NOTE: Although this specification provides just these three standard levels of conformance, it is
anticipated that other conventions can be established in the future. For example, the World Wide
Web Consortium is considering conventions for packaging on the Web a variety of
resources relating to individual documents and namespaces. Should such
developments lead to new conventions for representing schemas, or for accessing them on the Web,
new levels of conformance can be established and named at that time. There is no need to modify
or republish this specification to define such additional levels of conformance.
See Schema Access and Composition (§6) for a more detailed explanation of the
mechanisms supporting these levels of conformance.
2.5 Names and Symbol Spaces
As discussed in XML Schema Abstract Data Model (§2.2), most schema
components (may) have names.
If all such names were assigned from the same "pool", then
it would be impossible to have, for example, a simple type definition and an element
declaration both with the name
"title" in a given target namespace.
This specification
therefore introduces the term
[Definition:] symbol space to denote a
collection of names, each of which is unique with respect to the others. A symbol space is similar to the non-normative concept of namespace partition introduced in [XML-Namespaces].
There is a single distinct symbol space within a given target
namespace for each kind of definition and declaration component
identified in XML Schema Abstract Data Model (§2.2), except that within a target namespace, simple
type definitions and complex type definitions share a symbol space.
Within a given symbol space, names are unique, but the same name may appear in more than one symbol space without conflict. For example, the same name can appear in both a type definition and an element declaration, without conflict or necessary relation between the two.
Locally scoped attribute and element
declarations are special with regard to symbol spaces.
Every complex type definition defines its own local attribute and element declaration symbol
spaces, where these symbol spaces are distinct from each other and from any of the other
symbol spaces. So, for example, two complex type definitions having
the same target namespace can contain
a local attribute declaration for the unqualified name "priority", or contain a local element declaration
for the name "address", without conflict or necessary relation between
the two.
2.6 Schema-Related Markup in
Documents Being Validated
The XML representation of schema components uses a vocabulary
identified by the namespace URI http://www.w3.org/2000/10/XMLSchema. For brevity, the text and examples in this specification use the prefix
xs: to stand for this namespace; in practice,
any prefix can be used.
XML Schema: Structures also defines several attributes for direct use in any XML documents. These attributes are in a different namespace,
which has the namespace URI http://www.w3.org/2000/10/XMLSchema-instance.
For brevity, the text and examples in this specification use the prefix
xsi: to stand for this latter namespace; in practice,
any prefix can be used.
2.6.2 xsi:null
XML Schema: Structures introduces a mechanism for signalling that an element's content is
missing, or "null" in the terminology of databases. An
element has null content if it has the attribute xsi:null with
the value true. An element so labelled must be empty, but can
carry attributes if permitted by the corresponding complex type.
2.6.3 xsi:schemaLocation, xsi:noNamespaceSchemaLocation
The xsi:schemaLocation and xsi:noNamespaceSchemaLocation attributes can be used in a document to provide
hints as to the physical location of schema documents which may be used for assessment.
See How schema definitions are located on the Web (§6.3.2) for details on the use of these attributes.
3 Schema Component Details
The following sections provide full details on the properties and
significance of the schema itself and each kind of schema component. For each property, its range,
that is the kinds of values it may have, is defined. This can be understood as
defining a schema as a labelled directed graph, where the root is a schema, and
every other vertex is a schema
component or a literal (string, boolean, number) and every labelled edge a
property. The graph is not acyclic: multiple copies of
components with the same name in the same symbol space may not exist, so in some cases re-entrant chains
of properties must exist. Equality of components for the purposes of this
specification is always addressed at the level of names (including target
namespaces) within symbol spaces.
[Definition:] Throughout this specification, the
term absent is used as a distinguished value denoting absence.
Any property not
identified as optional is required to be present, optional properties which are
not present are taken to have absent. Any
property identified as a having a set, subset or list value may have an empty value unless this is explicitly
ruled out: this is not the same as absent. Any property value identified as superset or subset of some set may be equal to that set, unless a proper superset or subset is explicitly called for.
By 'string' in Part 1 of this specification is meant a
sequence of ISO 10646 character codes identified as legal XML character codes
in [XML].
NOTE:
Readers whose primary interest is in the XML representation of schemas
may wish to skip this chapter on the first reading, concentrating on XML Representation of Schemas and Schema Components (§4) and [XML Schema: Primer].
Throughout this specification, [Definition:] when we refer to the
initial value of some
attribute information item, we mean by this the value of the
[normalized
value] property of that item. Similarly, when
we refer to the initial value of an element information item, we mean the string composed of, in order, the
[character code] of each character information item in the [children] of that
element information item.
The above definition means that comments and processing instructions,
even in the midst of text, are ignored for all validation purposes.
[Definition:] When we refer to the
normalized value of an element or
attribute information item, we mean an initial value whose white space, if any, has been
normalized according to the value of the whiteSpace facet of the
simple type definition used in its validation:
-
preserve
-
No normalization is done, the value is the normalized value
-
replace
-
All occurrences of
#x9 (tab), #xA (linefeed) and
#xD (carriage return) are replaced with #x20 (space).
-
collapse
-
Subsequent to the replacements specified above under replace,
contiguous sequences of
#x20s are collapsed to a single
#x20, and initial and/or final #x20s are deleted.
These three levels of normalization correspond to the processing mandated
in XML 1.0 for element content, CDATA attribute content and tokenized
attributed content, respectively. See Attribute Value Normalization in [XML] for the precedent for replace and collapse for attributes. Extending this processing to element content is necessary to ensure a consistent validation semantics for simple types, regardless of whether they are applied to attributes or elements. Performing it twice in the case of attributes whose [normalized
value] has already been subject to replacement or collapse on the basis of
information in a DTD is necessary to ensure consistent treatment of attributes
regardless of the extent to which DTD-based information has been made use of
during infoset construction.
NOTE:
Even when DTD-based information has been appealed to, and
Attribute Value
Normalization has taken place, the above definition of normalized value may
mean further normalization takes place, as for instance when
character entity references in attribute values result in white space characters
other than spaces in their initial values.
Many properties are identified below as having
other schema components or sets of components as values. For the purposes of exposition, the definitions in
this section assume that (unless the property is explicitly identified as
optional) all such values are in fact present. When schema
components are constructed from XML representations involving reference by name
to other components, this assumption may be violated if one or more references
cannot be resolved. This specification addresses the matter of missing
components in a uniform manner, described in Missing Sub-components (§7.3): no mention of
handling missing components will be found in the individual component
descriptions below.
It is important to recognise that processors cannot be sure that names
will not resolve only on the basis of the schema document in which they occur.
By the time the component corresponding to the XML representation which
includes the name is actually needed for validation an appropriately-named component may have become available: see Schemas and schema-validity assessment (§7) for details.
As the above makes clear, at the level of schema components and validation, reference to components by name is normally not involved. In a
few cases, however, qualified names appearing in information items being
validated must be resolved to schema components by such lookup. The following
constraint is appealed to in these cases.
Validation Rule: QName resolution (Instance)
A pair of a local name and a namespace URI (or
absent)
resolve to a schema component of a specified kind in the context of
validation by appeal to the appropriate
property of the schema being used for the
assessment. Each such property indexes components by name. The table to use is determined by the kind of component specified, that is, the table which is the value of:
whose
{local name} matches the local name and whose
{target namespace} is identical to the namespace URI of the pair.
NOTE:
A schema and its components as defined in this chapter are an idealisation of the information a schema-aware
processor requires: implementations are not constrained in how they provide
it. In particular, no implications about literal embedding versus indirection
follow from the use above of language such as "properties . . . having . . .
components as values".
3.1 Schema details
At the abstract level, the schema itself is just a container for its components.
See XML Representations of Schemas (§4.1) for the XML representation of
schemas and Schema Constraints (§5.13) for constraints on schemas as such.
Schema Information Set Contribution: Schema Information
Schema components provide a wealth of information about the basis of
assessment, which may well be of relevance to
subsequent processing. Reflecting component structure into a form suitable for
inclusion in the post-schema-validation infoset is the way this specification provides for making this
information available.
Accordingly,
[Definition:] we refer below to an item isomorphic to a component, meaning an information item whose type is equivalent to the component's, with one property per property of the component, with the same name, and value either the same atomic value, or an information item corresponding in the same way to its component value, recursively, as necessary.
In the post-schema-validation infoset a
[schema information] property is added
to the element information item at which
assessment began. Its value
is a set of
namespace schema information information items, one for each namespace URI which appears as the
{target namespace} of any schema component in the schema used for that
assessment, and one for
absent if any schema
component in the schema had no
{target namespace}. Each
namespace schema information information item has the
following properties and values:
-
[schema namespace]
-
a namespace
URI or absent
-
[schema components]
-
a (possibly
empty) list of schema component information items, each one an item isomorphic to a component whose {target
namespace} is the sibling [schema namespace]
property above, drawn from the schema used for assessment.
-
[schema documents]
-
a
(possibly empty) list of schema document information items, with
properties and values as follows:
-
[document
location]
-
either a URI reference, if available, otherwise
absent
-
[document]
-
a document
information item, if available, otherwise absent
for a schema document which
contributed components to the schema, and whose
targetNamespace matches the sibling [schema namespace] property above (or was absent
but contributed components to that namespace by being included
by a schema document with that targetNamespace as per Assembling a schema for a single target namespace from multiple schema definition documents (§6.2.1)).
The
[schema components] property is provided for
processors which wish to provide a single access point to the
components of the schema which was used during
assessment. Lightweight processors are free to leave it empty, but if it
is provided, it must contain at a minimum all the top-level (i.e. named) components which actually figured in the
assessment, either directly or (because an anonymous component which figured is contained within) indirectly.
3.2 Attribute Declaration Details
Attribute declarations provide for:
- Constraining attribute information item values by a simple type definition;
- Providing default or fixed values for an attribute information item.
The attribute declaration schema component has the following
properties:
The {name} property must match the local part of the names of attributes being validated.
A {scope} of global identifies attribute declarations
available for use in complex type definitions throughout the schema. Locally scoped declarations are available for use only within the
complex type definition identified by the {scope} property. This property is absent in the case of declarations within attribute group definitions: their scope will be determined when they are used in the construction of complex type definitions.
A non-absent value of the {target namespace} property provides for validation of
namespace-qualified attribute information items (which must be explicitly
prefixed in the character-level form of XML documents). Absent values of
{target namespace} validate unqualified (unprefixed) items.
The value of the attribute must conform to the supplied {type definition}.
{value constraint} reproduces the functions of XML 1.0 default and #FIXED
attribute values. default specifies that the attribute is to appear unconditionally in
the post-schema-validation infoset, with the supplied value used
whenever the attribute is not actually present; fixed indicates that the attribute value if present must match the supplied
constraint string, and if absent receives the supplied value as for default.
See Annotation Details (§3.12) for the significance of the
{annotation} property.
NOTE: A more complete and formal presentation of the semantics of {name}, {target namespace} and {value constraint} is provided in
conjunction with other aspects of complex type validation (see Element Locally Valid (Complex Type) (§3.4).)
[XML-Infoset] distinguishes namespace declarations such as xmlns or xmlns:xsl from
attributes. Accordingly, it is unnecessary and in fact not possible for
schemas to contain attribute declarations corresponding to such
namespace declarations, see xmlns Not Allowed (§5.1). No means is provided in
this specification to supply a
default value for a namespace declaration.
See XML Representation of Attribute Declaration Schema Components (§4.3.1) for the XML representation of
attribute declarations and Attribute Declaration Constraints (§5.1) for constraints on attribute
declaration components as such.
Validation Rule: Attribute Locally Valid
An attribute information item is locally
valid with respect to an
attribute declaration if
Schema Information Set Contribution: Validation Failure (Attribute)
If the local
validity, as defined by
Attribute Locally Valid (§3.2)
above, of an attribute information item has been assessed,
in the post-schema-validation infoset the item has a
list-valued
[schema error code]
property. If the item is not
valid, applications wishing to provide
information as to the reason(s) for this are encouraged to record one or more
error codes (see
Outcome Tabulations (normative) (§C) therein.
Schema Information Set Contribution: Attribute Declaration
If an attribute information item is
valid with respect to an attribute
declaration as per
Attribute Locally Valid (§3.2) then in the post-schema-validation infoset the element
information item has, optionally
Schema Information Set Contribution: Attribute Validated by Type
Validation Rule: Schema-Validity Assessment (Attribute)
The schema-validity assessment of an attribute information item depends
on its
validation alone.
An attribute information item's schema-validity has been assessed if
| 1 |
[Definition:] If the above holds, the attribute information item has been strictly assessed.
|
Schema Information Set Contribution: Assessment Outcome (Attribute)
If the schema-validity of an element information item has been assessed
as per
Schema-Validity Assessment (Attribute) (§3.2), then in the post-schema-validation infoset it has properties as follows:
-
[validation context]
- the nearest ancestor element information item with a [schema
information] property.
-
[validity]
-
-
[validation attempted]
-
3.3 Element Declaration Details
Element declarations provide for:
- Establishing the local validity of element information items.
- Determining schema information set contributions, such as
normalized and/or default values.
- Establishing uniquenesses and reference constraint relationships among the values of related elements and
attributes.
- Controlling the substitutability of elements through the
mechanism of element substitution groups.
The element declaration schema component has the following
properties:
The {name} property must match the local part of the names
of element information items being validated.
A {scope} of global identifies element declarations available for use in content
models throughout the schema. Locally scoped declarations are available for use only within the
complex type identified by the {scope} property. This property is absent in the case of declarations within named model groups: their scope will be determined when they are used in the construction of complex type definitions.
A non-absent value of the {target namespace} property provides for validation of
namespace-qualified element information items. Absent values of
{target namespace} validate unqualified items.
An element information item is valid
if it satisfies the {type definition}. For such an
item, schema information set contributions appropriate to the {type definition} are added to the
corresponding element information item in the post-schema-validation infoset.
If {nullable} is true, then an element may
also be valid if it
carries the namespace qualified attribute with [local name] null from namespace http://www.w3.org/2000/10/XMLSchema-instance and value true (see xsi:null (§2.6.2)) even if it has
no text or element content despite a {content type} which would
otherwise require content. Formal details of element validation are described in Element Locally Valid (Element) (§3.3).
{value constraint} establishes a default or fixed value for an element. If default is specified, and if the element
being validated is empty, then the supplied
constraint string becomes the [schema normalized value] of the validated element in the post-schema-validation infoset. If fixed is specified, then the element's content
must either be empty, in which case fixed behaves as default,
or it must match the supplied constraint string.
{identity-constraint definitions} express constraints establishing uniquenesses and reference relationships among the values of related elements and
attributes. See Identity-constraint Definition Details (§3.10).
Element declarations are members of the substitution group, if any, identified
by {substitution group affiliation}. Membership is transitive but not symmetric; an element
declaration is a member of any group of which its {substitution group affiliation} is a member.
An empty {substitution group exclusions} allows a declaration to be nominated as
the {substitution group affiliation} of other element declarations having the same {type definition} or
types derived therefrom. The explicit
values of {substitution group exclusions} rule out element declarations having types which
are extensions or restrictions respectively of {type definition}. If
both values are specified, then the declaration may not be nominated as the
{substitution group affiliation} of any other declaration.
The supplied values for {disallowed substitutions} determine
whether an element declaration appearing in a content model will be prevented from additionally
validating elements (a) with an xsi:type (§2.6.1) that identifies an
extension or restriction of the type of the declared element, and/or (b) from validating elements which are in the
substitution group headed by the declared element.
If {disallowed substitutions} is empty, then all derived types and substitution group members are allowed.
Element declarations for which {abstract} is true can appear in
content models only when substitution is allowed;
such declarations may not themselves ever be used to validate element content.
See XML Representation of Element Declaration Schema Components (§4.3.2) for the XML representation of
element declarations and Element Declaration Constraints (§5.2) for constraints on element
declaration components as such.
Validation Rule: Element Locally Valid (Element)
Schema Information Set Contribution: Validation Failure (Element)
Ed. Note: Priority Feedback Request
The Working Group solicits feedback from implementors and users
on the extent to which the xsi:null feature provides useful functionality and
satisfactorily addresses requirements in the area of data interchange.
NOTE: The {name} and {target namespace} properties are not
mentioned above because they are checked during particle validation, as per
Element Sequence Locally Valid (Particle) (§3.8).
Schema Information Set Contribution: Element Declaration
Schema Information Set Contribution: Element Default Value
Validation Rule: Element Locally Valid (Type)
An element information item is locally
valid with respect to a type definition if
| 1.1 |
The type definition is non-absent;
|
| 1.2 |
If the type definition is a simple type
definition, then
| 1.2.1.1 | The element information item's [attributes] must be empty,
excepting those whose [namespace URI] is identical to http://www.w3.org/2000/10/XMLSchema-instance and whose [local name] is one of type, null, schemaLocation or noNamespaceSchemaLocation; |
| 1.2.1.2 |
The element information item must have no element information item [children];
|
| 1.2.1.3 |
the normalized value must be valid with respect to the type definition as defined by String Valid (§3.13)
|
otherwise (the type definition is a complex type definition)
|
Schema Information Set Contribution: Element Validated by Type
If an element information item is
valid with respect to a
type definition
as per
Element Locally Valid (Type) (§3.3), in the post-schema-validation infoset the item has
and either
or
| 1.3.1 |
four properties as follows:
-
[type definition type]
-
simple or complex, depending on the type definition
-
[type definition namespace]
-
the {target namespace} of the type definition
-
[type definition anonymous]
-
true if the {name} of the type definition is absent, otherwise false
-
[type definition name]
-
the {name} of the type definition, if it is not absent. If it is
absent, schema processors may, but need not,
provide a value unique to the definition.
|
| 1.3.2 |
if the type definition has a
simple type definition {content type}, and that type
definition has {variety} union, then calling
[Definition:] that
member of the {member type definitions} which actually
validated the element item's normalized value the
actual member type definition, there are three additional properties:
-
[member type definition namespace]
-
the {target namespace} of the actual
member type definition
-
[member type definition anonymous]
-
true if the {name} of the actual member type definition is absent, otherwise false
-
[member type definition name]
-
the {name} of the actual member type definition, if it is not absent. If it is
absent, schema processors may, but need not,
provide a value unique to the definition.
|
The first alternative above is provided for applications such as query
processors which need access to the full range of details about an item's
assessment, for example the type hierarchy; the second, for lighter-weight
processors for whom representing the significant parts of the type hierarchy as
information items might be a significant burden.
Also, if the declaration has a
{value constraint}, the item's
[schema default] property is set to that
{value constraint}'s string.
Note that if an element is
laxly assessed, the information described above under 1.2.1 or 1.3.1 above is provided with
respect to the
ur-type definition.
Validation Rule: Schema-Validity Assessment (Element)
The schema-validity assessment of an element information item depends
on its
validation and the
assessment of its element information item
children and associated attribute information items, if any.
During
validation, associations
between element and attribute information items among the
[children]
and
[attributes] on the one hand, and element and attribute
declarations on the other, are established as a side-effect.
[Definition:] We call such
declarations context-dependent declarations.
So an element information item's schema-validity has been assessed if
